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UBS Capital Markets. Dedicated responsive professionals

A new UBS Broker Services website is currently being developed and will be available shortly.

Broker-Dealer Sales
Joseph Mecane 201-217-2920	Valentina Gabela 866-783-9461 201-386-3050

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Ron Schwartz 203-719-8712

UBS Capital Markets Rule 5 and Rule 6
UBS is in the process of migrating the business operations of UBS Capital Markets L.P. ("UBS-CM") to UBS Securities LLC ("UBS-S") and anticipates completion of this process by February 2006. You can find future and historical Rule 5 and Rule 6 results by visiting UBS Investment Bank SEC disclosures.

UBS-S, member NYSE/SIPC, and UBS-CM, member NASD/SIPC, are indirect wholly-owned subsidiaries of UBS AG.

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Products and services in this web site may not be available for residents of certain jurisdictions. Please consult the restrictions relating to the product or service in question for further information. Activities with respect to US securities are conducted through UBS Securities LLC, a US broker dealer. Member of SIPC.

For information as to which entity provides the services in each jurisdiction,
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