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UBS Investment Bank - Key Facts

Getting the best price as fast as possible is what defines quality execution. UBS has the resources and commitment that give Broker-Dealers the greatest opportunity of getting a price that's at or better than the market quote for small, block and special instruction orders.

Here's how we deliver:

Liquidity

  • Sheer liquidity: UBS trades 1 out of every 9 shares and over 690 million shares a day in the US1. We offer excellent opportunities to cross, large capital commitment and in-depth market color.
  • Market making: We make markets on over 14,000 NASDAQ, Listed, Bulletin Board and Pink Sheet securities. If there's an equity security you're looking for, chances are we've got it.

Technology

  • Order routing: Our fully automated intelligent order routing system, SmartEx®, leverages UBS's robust liquidity and capital commitment.
  • Discretionary order handling: Our FlexEx system uses advanced algorithms for oversized and not-held orders to automatically structure the order based on your parameters and market data.

Service

  • Dedication: UBS Broker Services has a knowledgeable trading team for each of our clients to rely on. You'll talk to the same people every time you call our desks and rest assured that they'll be responsive to your needs.
  • Consultation: We stay on top of regulatory issues and proactively alert our clients on upcoming industry changes and trends.

1 AutEx Q1 2008.

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Intermediary Sales
Valentina Gabela
+1-800-213 2923
+1-212-713 2923

Intermediary Services
Joseph Schifano
+1-212-713 4691

Bulletin Board/
Pink Sheets
Richard Uva
+1-203-719 7410

SEC Rule Reports

More Information